Sponsored by The Fortis Group at Morgan Stanley & Maloney + Novotny
Date and Time: Tuesday, April 23rd, 2019 from 2:30 PM to 4:45 PM EST with cocktail hour to follow
Location: The Point at Otterbein 60 Collegeview Road, Westerville, 43081
2:30pm – Top Compliance Risk Areas and Regulatory Update, presented by Maloney + Novotny
The administration of a retirement plan is complicated. Errors in operating the plan can and will occur. Learn about the top ten areas of deficiency, as noted by the IRS and Department of Labor, and find out how to lower your fiduciary risk in the process. These risks pose issues for large plans (which require an annual audit) as well as plans offered by smaller employers. More importantly, the complexity of the rules can impact both for-profit and not-for-profit plan sponsors of 401(k)s, 403(b)s and profit-sharing plans.
3:30 – Break
3:45pm – Make Benchmarking a Yearly Exercise, presented by The Fortis Group at Morgan Stanley
Plan benchmarking is an effective way to help plan sponsors stay abreast of changing industry trends, assess participant metrics and measure their own plan’s features against those of comparable companies. It also offers insight into the plan’s costs associated with maintaining a plan and whether those costs are in line with industry norms. In this session, we will discuss how to obtain an unbiased, third-party benchmarking of your plan and how your participants will benefit from this annual exercise.
4:45 – Cocktails, light fare and networking